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Compliance & Policy Checker

Scans transactions and communications for regulatory and policy violations continuously. Recommends remediation actions and escalates high-risk cases. Reduces compliance breaches and regulatory exposure. This agent leverages advanced AI capabilities to automate and optimize finance & banking suite processes, ensuring consistent execution and improved outcomes.

The Problem

  • •Manual financial processes are slow
  • •Compliance and audit challenges
  • •Difficulty providing self-service options
  • •High error rates in manual processing

Benefits

  • •Automates financial processes
  • •Ensures compliance
  • •Provides self-service options
  • •Reduces errors significantly
Trigger
1

Transaction processed or communication sent

2

Gather transaction data and communication content

3

Enrich with compliance rules and regulatory requirements

4

Analyze transactions and communications for violations

5

Evaluate risk level and recommend remediation actions

6

Generate compliance reports and escalate high-risk cases

7

Store compliance evidence reducing regulatory exposure

How It Works?

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